FYT - ETF AI Analysis

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First Trust Small Cap Value AlphaDEX Fund (FYT)

Rating:68Neutral

Price Target:―

FYT, the First Trust Small Cap Value AlphaDEX Fund, appears to be a solid but not top-tier option, supported by strong contributors like Matson (MATX) and Expro Group (XPRO), which benefit from solid financial foundations, positive technical trends, and strategic initiatives that support growth potential. Other holdings such as International Seaways (INSW), Dorian LPG (LPG), and Century Communities (CCS) add to the fund’s appeal with attractive valuations and generally stable financial profiles, though mixed technical signals and earnings commentary introduce some caution. The main drag on the rating comes from weaker names like Novavax (NVAX), which faces financial instability and bearish technical indicators, and from several holdings with revenue or profitability pressures, highlighting the risk that some small-cap positions may be volatile or under earnings pressure.

Positive Factors

Strong Recent Performance

The ETF has shown solid gains over the past month, three months, and year-to-date, indicating positive recent momentum.

Top Holdings Showing Strength

Many of the largest positions, including companies in shipping, homebuilding, and energy services, have delivered strong year-to-date performance that supports the fund’s returns.

Broad Sector Diversification

The fund spreads its investments across many sectors such as financials, consumer cyclical, energy, industrials, and real estate, which helps reduce the impact of weakness in any single industry.

Negative Factors

High Expense Ratio

The fund’s expense ratio is relatively high for an ETF, which means more of the returns are eaten up by fees over time.

Heavy U.S. Concentration

With almost all assets invested in U.S. companies, the ETF offers little geographic diversification and is highly tied to the U.S. economy.

Small-Cap Value Volatility

Because the fund focuses on small-cap value stocks, investors should be prepared for potentially higher price swings compared with large, more established companies.

FYT vs. SPDR S&P 500 ETF (SPY)

AUM160.01M

RegionNorth America

Expense Ratio0.70%

Beta0.91

IssuerFirst Trust

Inception DateApr 19, 2011

Dividend Yield0.83%

Asset ClassEquity

Index TrackedNASDAQ AlphaDEX Small Cap Value Index

Share Statistics

EPS (TTM)N/A

Shares OutstandingN/A

10 Day Avg. Volume36,791

30 Day Avg. Volume15,242

Financial Highlights & Ratios

PEG RatioN/A

Price to Book (P/B)N/A

Price to Sales (P/S)N/A

P/FCF RatioN/A

Enterprise Value/Market CapN/A

Enterprise Value/RevenueN/A

Enterprise Value/Gross ProfitN/A

Enterprise Value/EbitdaN/A

Forecast

1Y Price Target

69.47

Price Target Upside― Downside

Rating ConsensusModerate Buy

Number of Analyst Covering262

EPS Forecast (FY)N/A

Revenue Forecast (FY)N/A

FYT Summary

The First Trust Small Cap Value AlphaDEX Fund (FYT) is an ETF that follows the NASDAQ AlphaDEX Small Cap Value Index. It invests in many smaller U.S. companies that appear undervalued but have room to grow, across sectors like financials, energy, and industrials. Examples of holdings include Novavax and Matson. Someone might invest in FYT to diversify beyond big, well-known stocks and potentially benefit from the long-term growth of smaller companies. A key risk is that small-cap stocks can be more volatile, so the price of this ETF can move up and down more sharply than the overall market.

How much will it cost me?The expense ratio for the First Trust Small Cap Value AlphaDEX Fund (Ticker: FYT) is 0.7%, meaning you’ll pay $7 per year for every $1,000 invested. This is higher than average because the fund is actively managed, using a specialized methodology to select stocks based on growth and value factors.

What would affect this ETF?The First Trust Small Cap Value AlphaDEX Fund (FYT) could benefit from a strong U.S. economy, as its focus on small-cap companies in sectors like financials, consumer cyclical, and energy may thrive during periods of growth and increased consumer spending. However, rising interest rates or economic slowdowns could negatively impact small-cap stocks, which are often more sensitive to changes in borrowing costs and market conditions. Additionally, sector-specific challenges, such as volatility in energy prices or regulatory changes in healthcare, could affect the ETF's performance.

FYT Top 10 Holdings

FYT is leaning into U.S. small-cap value names, with a noticeable tilt toward economically sensitive areas like energy, transportation, and homebuilding. Matson, International Seaways, and Dorian LPG have been steady engines for the fund, helped by solid financial footing and supportive industry trends. Homebuilders LGI Homes and Century Communities are also rising, though their stories are a bit more mixed given revenue and housing-market uncertainty. On the weaker side, Novavax looks like dead weight, with financial stress and shaky momentum dragging on an otherwise improving lineup.

Name	Company Name	Weight %	Market Value	Market Cap	Yearly Gain	Overall Rating
VAL	Valaris	0.99%	$1.59M	$6.12B	81.86%	76 Outperform
KOS	Kosmos Energy	0.91%	$1.46M	$870.56M	-41.29%	47 Neutral
ARCB	ArcBest	0.81%	$1.30M	$2.39B	11.61%	66 Neutral
LGIH	LGI Homes	0.80%	$1.29M	$1.41B	-28.18%	65 Neutral
SCL	Stepan Company	0.79%	$1.27M	$1.49B	5.98%	66 Neutral
LPG	Dorian LPG	0.76%	$1.22M	$1.39B	43.14%	66 Neutral
LBRT	Liberty Oilfield Services	0.75%	$1.20M	$3.96B	39.69%	69 Neutral
MATX	Matson	0.75%	$1.20M	$5.08B	14.76%	77 Outperform
INSW	International Seaways	0.73%	$1.18M	$3.11B	61.20%	72 Outperform
SPB	Spectrum Brands Holdings	0.72%	$1.16M	$1.75B	-3.78%	64 Neutral

FYT Technical Analysis

Technical Analysis Sentiment

Positive

Last Price―

Price Trends

50DMA

59.34

Positive

100DMA

57.04

Positive

200DMA

54.21

Positive

Market Momentum

MACD

1.39

Negative

RSI

71.93

Negative

STOCH

93.57

Negative

Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For FYT, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 61.68, equal to the 50-day MA of 59.34, and equal to the 200-day MA of 54.21, indicating a bullish trend. The MACD of 1.39 indicates Negative momentum. The RSI at 71.93 is Negative, neither overbought nor oversold. The STOCH value of 93.57 is Negative, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for FYT.

FYT Peer Comparison

Comparison Results

Name	Price	Price Target	AUM	Expense Ratio	Overall Rating
FYT	―	―	$160.01M	0.70%	―
OSCV	―	―	$678.47M	0.79%	―
ISCV	―	―	$634.01M	0.06%	―
XSVM	―	―	$603.81M	0.37%	―
RZV	―	―	$258.68M	0.35%	―
SVAL	―	―	$176.97M	0.20%	―

Performance Comparison

FYT

First Trust Small Cap Value AlphaDEX Fund

64.21

10.05

18.56%

OSCV

Opus Small Cap Value ETF

―

ISCV

iShares Morningstar Small Cap Value ETF

―

XSVM

Invesco S&P SmallCap Value with Momentum ETF

―

RZV

Invesco S&P Smallcap 600 Pure Value ETF

―

SVAL

iShares US Small Cap Value Factor ETF

―

Glossary

BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

Disclaimer

This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―

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