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FYT - ETF AI Analysis
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First Trust Small Cap Value AlphaDEX Fund (FYT)
Rating:68Neutral
Price Target:―
Positive Factors
Strong Recent Performance
The ETF has shown solid gains over the past month, three months, and year-to-date, indicating positive recent momentum.
Top Holdings Showing Strength
Many of the largest positions, including companies in shipping, homebuilding, and energy services, have delivered strong year-to-date performance that supports the fund’s returns.
Broad Sector Diversification
The fund spreads its investments across many sectors such as financials, consumer cyclical, energy, industrials, and real estate, which helps reduce the impact of weakness in any single industry.
Negative Factors
High Expense Ratio
The fund’s expense ratio is relatively high for an ETF, which means more of the returns are eaten up by fees over time.
Heavy U.S. Concentration
With almost all assets invested in U.S. companies, the ETF offers little geographic diversification and is highly tied to the U.S. economy.
Small-Cap Value Volatility
Because the fund focuses on small-cap value stocks, investors should be prepared for potentially higher price swings compared with large, more established companies.
FYT vs. SPDR S&P 500 ETF (SPY)
AUM154.50M
RegionNorth America
Expense Ratio0.70%
Beta0.91
IssuerFirst Trust
Inception DateApr 19, 2011
Dividend Yield0.87%
Asset ClassEquity
Index TrackedNASDAQ AlphaDEX Small Cap Value Index
Share Statistics
EPS (TTM)N/A
Shares OutstandingN/A
10 Day Avg. Volume10,895
30 Day Avg. Volume15,498
Financial Highlights & Ratios
PEG RatioN/A
Price to Book (P/B)N/A
Price to Sales (P/S)N/A
P/FCF RatioN/A
Enterprise Value/Market CapN/A
Enterprise Value/RevenueN/A
Enterprise Value/Gross ProfitN/A
Enterprise Value/EbitdaN/A
Forecast
1Y Price Target
70.72Price Target Upside― Downside
Rating ConsensusModerate Buy
Number of Analyst Covering262
EPS Forecast (FY)N/A
Revenue Forecast (FY)N/A
FYT Summary
The First Trust Small Cap Value AlphaDEX Fund (FYT) is an ETF that follows the NASDAQ AlphaDEX Small Cap Value Index. It invests in many smaller U.S. companies that appear undervalued but have room to grow, across sectors like financials, energy, and industrials. Examples of holdings include Novavax and Matson. Someone might invest in FYT to diversify beyond big, well-known stocks and potentially benefit from the long-term growth of smaller companies. A key risk is that small-cap stocks can be more volatile, so the price of this ETF can move up and down more sharply than the overall market.
How much will it cost me?The expense ratio for the First Trust Small Cap Value AlphaDEX Fund (Ticker: FYT) is 0.7%, meaning you’ll pay $7 per year for every $1,000 invested. This is higher than average because the fund is actively managed, using a specialized methodology to select stocks based on growth and value factors.
What would affect this ETF?The First Trust Small Cap Value AlphaDEX Fund (FYT) could benefit from a strong U.S. economy, as its focus on small-cap companies in sectors like financials, consumer cyclical, and energy may thrive during periods of growth and increased consumer spending. However, rising interest rates or economic slowdowns could negatively impact small-cap stocks, which are often more sensitive to changes in borrowing costs and market conditions. Additionally, sector-specific challenges, such as volatility in energy prices or regulatory changes in healthcare, could affect the ETF's performance.
FYT Top 10 Holdings
FYT is leaning hard into U.S. small-cap value names, with energy and industrials doing much of the heavy lifting. Valaris and Kosmos Energy are rising standouts, helping power the fund as offshore and exploration plays regain favor. Dorian LPG and Liberty Energy are also contributing, though their stories are a bit more mixed, with solid fundamentals but choppier trading. On the steadier side, Tri Pointe Homes and Matson add a more measured pace from housing and shipping. Overall, the ETF is diversified across many small names but thematically tilted toward cyclical, U.S.-focused value plays.
Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
| Kosmos Energy | 1.27% | $1.93M | $1.16B | 8.56% | 47 Neutral | |
| Valaris | 1.08% | $1.65M | $6.31B | 145.56% | 76 Outperform | |
| Acadia Healthcare | 1.06% | $1.61M | $2.32B | -13.67% | 61 Neutral | |
| Liberty Energy | 0.91% | $1.40M | $4.59B | 96.80% | 69 Neutral | |
| International Seaways | 0.90% | $1.38M | $3.63B | 123.35% | 72 Outperform | |
| Tri Pointe | 0.88% | $1.34M | $3.92B | 43.21% | 73 Outperform | |
| Dorian LPG | 0.87% | $1.32M | $1.48B | 69.88% | 66 Neutral | |
| Crescent Energy Company Class A | 0.84% | $1.28M | $3.88B | 12.56% | 66 Neutral | |
| Par Pacific Holdings | 0.81% | $1.24M | $2.35B | 274.94% | 67 Neutral | |
| SM Energy | 0.79% | $1.21M | $5.93B | -14.41% | 72 Outperform |
FYT Technical Analysis
Negative
―
Price Trends
61.42
Negative
58.46
Positive
55.58
Positive
Market Momentum
0.09
Positive
40.99
Neutral
33.23
Neutral
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For FYT, the sentiment is Negative. The current price of undefined is equal to the 20-day moving average (MA) of 63.32, equal to the 50-day MA of 61.42, and equal to the 200-day MA of 55.58, indicating a neutral trend. The MACD of 0.09 indicates Positive momentum. The RSI at 40.99 is Neutral, neither overbought nor oversold. The STOCH value of 33.23 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Negative sentiment for FYT.
FYT Peer Comparison
Comparison Results
Performance Comparison
FYT
First Trust Small Cap Value AlphaDEX Fund
60.90
11.89
24.26%
OSCV
Opus Small Cap Value ETF
―
―
―
ISCV
iShares Morningstar Small Cap Value ETF
―
―
―
XSVM
Invesco S&P SmallCap Value with Momentum ETF
―
―
―
RZV
Invesco S&P Smallcap 600 Pure Value ETF
―
―
―
SVAL
iShares US Small Cap Value Factor ETF
―
―
―
Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
Disclaimer
This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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