ROSC - ETF AI Analysis

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Hartford Multifactor Small Cap ETF (ROSC)

Rating:70Outperform

Price Target:―

ROSC, the Hartford Multifactor Small Cap ETF, has a solid overall rating driven by several strong small-cap holdings with healthy financial performance and supportive earnings commentary, such as Frequency Electronics and Dillard’s, which add stability through solid balance sheets and reasonable valuations. Other contributors like HNI, Argan, and REV Group support the rating with good earnings and strategic growth, though some positions with higher leverage, valuation concerns, or financial instability—such as PTC Therapeutics and Indivior—temper the fund’s appeal. The main risk factor is its focus on smaller companies, which can face more volatility and financial pressure than larger, more established firms.

Positive Factors

Broad Sector Diversification

The fund spreads its investments across many sectors, which can help reduce the impact if any one industry struggles.

Several Strong Top Holdings

A number of the largest positions, such as Amkor, Argan, and Dillard’s, have shown strong recent performance, supporting the ETF’s overall returns.

Solid Recent Performance Trend

The ETF has delivered steady gains over the past month and quarter, indicating positive recent momentum in its small-cap strategy.

Negative Factors

Higher Expense Ratio for a Small-Cap ETF

The fund’s expense ratio is on the higher side compared with many broad market ETFs, which slightly reduces net returns over time.

Concentrated U.S.-Only Exposure

With almost all assets invested in U.S. companies, the ETF offers little geographic diversification and is heavily tied to the U.S. economy.

Mixed Performance Among Top Holdings

Some key positions, including Macy’s, PTC Therapeutics, and Indivior, have shown weak recent performance, which can drag on the fund if this continues.

ROSC vs. SPDR S&P 500 ETF (SPY)

AUM50.90M

RegionNorth America

Expense Ratio0.34%

Beta0.84

IssuerHartford

Inception DateMar 24, 2015

Dividend Yield1.91%

Asset ClassEquity

Index TrackedHartford Multifactor Small Cap Index

Share Statistics

EPS (TTM)N/A

Shares OutstandingN/A

10 Day Avg. Volume28,084

30 Day Avg. Volume6,086

Financial Highlights & Ratios

PEG RatioN/A

Price to Book (P/B)N/A

Price to Sales (P/S)N/A

P/FCF RatioN/A

Enterprise Value/Market CapN/A

Enterprise Value/RevenueN/A

Enterprise Value/Gross ProfitN/A

Enterprise Value/EbitdaN/A

Forecast

1Y Price Target

56.45

Price Target Upside― Downside

Rating ConsensusModerate Buy

Number of Analyst Covering306

EPS Forecast (FY)N/A

Revenue Forecast (FY)N/A

ROSC Summary

Hartford Multifactor Small Cap ETF (ROSC) tracks the Hartford Multifactor Small Cap Index and invests in many smaller U.S. companies across different industries, including health care, consumer, financials, and technology. It uses a rules-based approach to pick stocks, aiming for a mix of value, quality, and momentum. Well-known names in the fund include Macy’s and Dillard’s. Someone might invest in ROSC for growth potential and diversification, since small companies can grow faster than large ones. A key risk is that small-cap stocks can be more volatile and can go up and down more sharply than the overall market.

How much will it cost me?The Hartford Multifactor Small Cap ETF (ROSC) has an expense ratio of 0.34%, which means you’ll pay $3.40 per year for every $1,000 invested. This is slightly higher than average for ETFs because it uses an actively managed multifactor strategy to select stocks, aiming to enhance returns and reduce risk. It’s a good option if you’re looking for a strategic approach to small-cap investing.

What would affect this ETF?The Hartford Multifactor Small Cap ETF (ROSC) could benefit from economic growth and innovation in sectors like Health Care and Technology, which are significant parts of its portfolio. However, it may face challenges from rising interest rates or economic slowdowns, which can disproportionately impact small-cap companies and consumer-focused sectors like Consumer Cyclical. Additionally, changes in U.S. regulations or trade policies could affect the ETF's performance due to its focus on U.S. small-cap stocks.

ROSC Top 10 Holdings

ROSC is leaning into U.S. small caps with a balanced mix of retailers, industrials, and niche tech and health names, but a few stocks are clearly steering the ship. Amkor and Argan are doing the heavy lifting, with rising momentum that’s giving the fund a helpful tailwind, while Frequency Electronics and Garrett Motion are also pulling their weight with solid recent gains. On the flip side, Macy’s and PTC Therapeutics are losing steam, modestly dragging on results. Overall, performance is driven more by stock picking than any single sector bet.

Name	Company Name	Weight %	Market Value	Market Cap	Yearly Gain	Overall Rating
HNI	HNI	1.47%	$748.75K	$3.70B	4.27%	74 Outperform
M	Macy's	1.36%	$695.32K	$5.78B	43.81%	74 Outperform
AMKR	Amkor	1.34%	$685.72K	$13.88B	153.13%	69 Neutral
GTX	Garrett Motion	1.27%	$646.88K	$4.05B	128.57%	71 Outperform
AGX	Argan	1.25%	$639.24K	$5.86B	185.20%	73 Outperform
PTCT	PTC Therapeutics	1.23%	$625.94K	$5.69B	42.78%	72 Outperform
NHC	National Healthcare	1.15%	$584.64K	$2.61B	62.57%	74 Outperform
INDV	Indivior	1.10%	$559.63K	$4.26B	244.46%	66 Neutral
DDS	Dillard's	1.09%	$558.03K	$10.05B	29.11%	76 Outperform
RUSHA	Rush Enterprises A	1.08%	$551.57K	$5.50B	22.59%	72 Outperform

ROSC Technical Analysis

Technical Analysis Sentiment

Positive

Last Price―

Price Trends

50DMA

48.47

Positive

100DMA

46.61

Positive

200DMA

44.19

Positive

Market Momentum

MACD

0.73

Negative

RSI

68.54

Neutral

STOCH

90.60

Negative

Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For ROSC, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 49.79, equal to the 50-day MA of 48.47, and equal to the 200-day MA of 44.19, indicating a bullish trend. The MACD of 0.73 indicates Negative momentum. The RSI at 68.54 is Neutral, neither overbought nor oversold. The STOCH value of 90.60 is Negative, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for ROSC.

ROSC Peer Comparison

Comparison Results

Name	Price	Price Target	AUM	Expense Ratio	Overall Rating
ROSC	―	―	$50.90M	0.34%	―
AFSM	―	―	$82.29M	0.75%	―
STXK	―	―	$75.60M	0.18%	―
BKSE	―	―	$74.26M	0.04%	―
FLQS	―	―	$70.88M	0.35%	―
SYZ	―	―	$62.55M	0.74%	―

Performance Comparison

ROSC

Hartford Multifactor Small Cap ETF

51.07

7.74

17.86%

AFSM

First Trust Active Factor Small Cap ETF

―

STXK

Strive 2000 ETF

―

BKSE

BNY Mellon US Small Cap Core Equity ETF

―

FLQS

Franklin LibertyQ U.S. Small Cap Equity ETF

―

SYZ

Lazard US Systematic Small Cap Equity ETF

―

Glossary

BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

Disclaimer

This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―

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