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AFSM - ETF AI Analysis
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First Trust Active Factor Small Cap ETF (AFSM)
Rating:70Neutral
Price Target:―
Positive Factors
Broad Sector Diversification
The fund spreads its investments across many sectors, which can help reduce the impact if any one industry struggles.
Generally Strong Recent Performance
The ETF has shown solid gains over the year so far and in recent months, indicating positive recent momentum.
Several Strong Top Holdings
A number of the largest positions, such as TTM Technologies, Hycroft Mining, and Rambus, have delivered strong year-to-date gains that support the fund’s returns.
Negative Factors
High Expense Ratio
The fund charges a relatively high fee, which can eat into long-term returns compared with lower-cost ETFs.
Heavy U.S. Concentration
Almost all of the ETF’s assets are invested in U.S. companies, offering little geographic diversification.
Exposure to Volatile Small-Cap and Cyclical Areas
Its focus on small-cap stocks and meaningful exposure to cyclical sectors like technology, industrials, and consumer cyclical can make the fund more sensitive to market downturns.
AFSM vs. SPDR S&P 500 ETF (SPY)
AUM77.86M
RegionNorth America
Expense Ratio0.75%
Beta0.98
IssuerFirst Trust
Inception DateDec 03, 2019
Dividend Yield0.56%
Asset ClassEquity
Index TrackedNo Underlying Index
Share Statistics
EPS (TTM)N/A
Shares OutstandingN/A
10 Day Avg. Volume20,326
30 Day Avg. Volume25,154
Financial Highlights & Ratios
PEG RatioN/A
Price to Book (P/B)N/A
Price to Sales (P/S)N/A
P/FCF RatioN/A
Enterprise Value/Market CapN/A
Enterprise Value/RevenueN/A
Enterprise Value/Gross ProfitN/A
Enterprise Value/EbitdaN/A
Forecast
1Y Price Target
40.52Price Target Upside― Downside
Rating ConsensusModerate Buy
Number of Analyst Covering314
EPS Forecast (FY)N/A
Revenue Forecast (FY)N/A
AFSM Summary
The First Trust Active Factor Small Cap ETF (AFSM) is an actively managed fund that focuses on smaller U.S. companies, rather than tracking a set index. It invests across many sectors, including technology, health care, and industrials, and holds businesses like TTM Technologies and Cal-Maine Foods. Investors might consider AFSM if they want growth potential from smaller, more innovative companies and added diversification beyond large, well-known stocks. However, small-cap stocks can be more volatile, so the value of this ETF can move up and down more sharply than the overall market.
How much will it cost me?The First Trust Active Factor Small Cap ETF (AFSM) has an expense ratio of 0.75%, meaning you’ll pay $7.50 per year for every $1,000 invested. This is higher than average because the fund is actively managed, which involves more research and decision-making compared to passively managed ETFs that track an index.
What would affect this ETF?The First Trust Active Factor Small Cap ETF (AFSM) could benefit from economic growth and innovation in the U.S., particularly in sectors like technology, healthcare, and financials, which make up a significant portion of its holdings. However, it may face challenges from rising interest rates or economic slowdowns, which can negatively impact small-cap companies and sectors like consumer cyclical and real estate. Regulatory changes or shifts in market sentiment could also influence the performance of its top holdings.
AFSM Top 10 Holdings
AFSM’s story is all about nimble U.S. small caps, with a tilt toward tech, health care, and industrial names. Rambus and TTM Technologies are doing much of the heavy lifting, riding strong demand for chips and electronics. Comfort Systems adds steady strength from the industrial side, while Interface and Halozyme are contributing more modest, but generally positive, support. On the flip side, Hycroft Mining is a wild card—its rising share price masks shaky fundamentals—leaving the fund with a mix of solid growers and a few more speculative passengers.
Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
| TTM Technologies | 1.43% | $1.10M | $10.15B | 299.35% | 77 Outperform | |
| Comfort Systems | 1.01% | $778.91K | $40.28B | 161.50% | 80 Outperform | |
| Perimeter Solutions | 0.95% | $728.96K | $3.87B | 104.08% | 70 Neutral | |
| Cal-Maine Foods | 0.94% | $721.62K | $3.98B | -22.58% | 84 Outperform | |
| Interface | 0.91% | $699.52K | $1.84B | 27.10% | 72 Outperform | |
| Halozyme | 0.89% | $688.06K | $8.43B | 26.61% | 73 Outperform | |
| American Healthcare REIT, Inc. | 0.84% | $650.45K | $8.80B | 65.82% | 64 Neutral | |
| GigaCloud Technology, Inc. Class A | 0.82% | $632.65K | $1.48B | 90.85% | 82 Outperform | |
| Caledonia Mining | 0.80% | $620.36K | $529.72M | 192.22% | 73 Outperform | |
| Rambus | 0.74% | $573.25K | $12.25B | 84.73% | 78 Outperform |
AFSM Technical Analysis
Positive
―
Price Trends
33.47
Positive
32.89
Positive
31.27
Positive
Market Momentum
0.32
Positive
53.37
Neutral
36.57
Neutral
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For AFSM, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 34.28, equal to the 50-day MA of 33.47, and equal to the 200-day MA of 31.27, indicating a bullish trend. The MACD of 0.32 indicates Positive momentum. The RSI at 53.37 is Neutral, neither overbought nor oversold. The STOCH value of 36.57 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for AFSM.
AFSM Peer Comparison
Comparison Results
Performance Comparison
AFSM
First Trust Active Factor Small Cap ETF
34.32
4.09
13.53%
FSML
Franklin Small Cap Enhanced ETF
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―
―
SYZ
Lazard US Systematic Small Cap Equity ETF
―
―
―
ALIL
Argent Focused Small Cap ETF
―
―
―
ESSC
Eventide Small Cap ETF
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―
―
SMLL
Harbor Active Small Cap ETF
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―
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Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
Disclaimer
This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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