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FTKI - ETF AI Analysis
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First Trust Small Cap BuyWrite Income ETF (FTKI)
Rating:71Outperform
Price Target:―
Positive Factors
Broad Sector Diversification
The fund spreads its investments across many different sectors, which can help reduce the impact if any one industry struggles.
Generally Strong Top Holdings
Most of the largest positions have shown solid gains this year, which has supported the ETF’s recent performance.
Positive Recent Performance Trend
The ETF has delivered steady gains over the past three months and year-to-date, suggesting its strategy has been working in the current market.
Negative Factors
High Expense Ratio
The fund charges relatively high fees, which can eat into returns over time compared with lower-cost ETFs.
Single-Country Concentration
With all of its exposure in U.S. stocks, the ETF offers little geographic diversification and is heavily tied to the U.S. market.
Some Weak Top Holdings
A few of the largest positions have posted weak results this year, which could drag on overall performance if the weakness continues.
FTKI vs. SPDR S&P 500 ETF (SPY)
AUM23.89M
RegionNorth America
Expense Ratio0.85%
Beta0.60
IssuerFirst Trust
Inception DateFeb 26, 2025
Dividend Yield10.49%
Asset ClassEquity
Index TrackedNo Underlying Index
Share Statistics
EPS (TTM)N/A
Shares OutstandingN/A
10 Day Avg. Volume16,676
30 Day Avg. Volume23,236
Financial Highlights & Ratios
PEG RatioN/A
Price to Book (P/B)N/A
Price to Sales (P/S)N/A
P/FCF RatioN/A
Enterprise Value/Market CapN/A
Enterprise Value/RevenueN/A
Enterprise Value/Gross ProfitN/A
Enterprise Value/EbitdaN/A
Forecast
1Y Price Target
22.89Price Target Upside― Downside
Rating ConsensusModerate Buy
Number of Analyst Covering175
EPS Forecast (FY)N/A
Revenue Forecast (FY)N/A
FTKI Summary
The First Trust Small Cap BuyWrite Income ETF (FTKI) focuses on smaller U.S. companies and aims to provide both income and growth. It uses an options-based strategy on small-cap stocks rather than tracking a traditional index, with exposure across technology, financials, industrials, and more. Well-known holdings include ASML Holding and Western Union. Someone might consider FTKI if they want diversified access to smaller companies plus extra income from option premiums. A key risk is that small-cap stocks can be more volatile than large companies, so the ETF’s value can go up and down sharply with the market.
How much will it cost me?The First Trust Small Cap BuyWrite Income ETF (FTKI) has an expense ratio of 0.85%, which means you’ll pay $8.50 per year for every $1,000 invested. This is higher than average because the ETF uses an actively managed buy-write strategy to generate income, which typically involves more complex management compared to passively managed funds.
What would affect this ETF?FTKI's focus on U.S. small-cap companies and its buy-write strategy could benefit from a strong U.S. economy and rising demand for innovative small-cap stocks in sectors like technology and healthcare. However, challenges such as higher interest rates or economic slowdowns could negatively impact small-cap companies, which are often more sensitive to market volatility. Additionally, regulatory changes or sector-specific disruptions in industries like financials or consumer cyclical could influence the ETF's performance.
FTKI Top 10 Holdings
FTKI’s story is all about U.S. small caps with a tilt toward tech and industrial workhorses, wrapped in a covered-call income wrapper. Lumentum is one of the main engines, rising on AI and cloud optimism, while Comfort Systems, MYR Group, and Granite Construction give the fund a steady industrial backbone tied to infrastructure and power projects. Argan and CareTrust REIT add more stable, income-friendly exposure, though Nu Holdings and Kinross Gold have been more mixed lately, occasionally losing steam and softening the fund’s otherwise solid momentum.
Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
| Lumentum Holdings | 5.12% | $1.21M | $45.75B | 1015.99% | 61 Neutral | |
| Argan | 2.41% | $570.85K | $6.47B | 348.23% | 73 Outperform | |
| Comfort Systems | 1.67% | $395.25K | $48.27B | 338.10% | 80 Outperform | |
| ASML Holding | 1.51% | $358.36K | $509.42B | 98.71% | 81 Outperform | |
| TSMC | 1.41% | $334.75K | $1.48T | 104.34% | 81 Outperform | |
| Nu Holdings | 1.40% | $332.36K | $71.23B | 44.96% | 79 Outperform | |
| CareTrust REIT | 1.35% | $319.76K | $8.90B | 54.55% | 80 Outperform | |
| Western Union | 1.34% | $318.57K | $3.04B | -16.36% | 69 Neutral | |
| MYR Group | 1.33% | $314.36K | $4.15B | 151.99% | 76 Outperform | |
| Kinross Gold | 1.29% | $305.17K | $38.99B | 207.95% | 81 Outperform |
FTKI Technical Analysis
Neutral
―
Price Trends
19.36
Positive
18.73
Positive
18.07
Positive
Market Momentum
0.15
Positive
50.00
Neutral
34.09
Neutral
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For FTKI, the sentiment is Neutral. The current price of undefined is equal to the 20-day moving average (MA) of 19.96, equal to the 50-day MA of 19.36, and equal to the 200-day MA of 18.07, indicating a neutral trend. The MACD of 0.15 indicates Positive momentum. The RSI at 50.00 is Neutral, neither overbought nor oversold. The STOCH value of 34.09 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Neutral sentiment for FTKI.
FTKI Peer Comparison
Comparison Results
Performance Comparison
FTKI
First Trust Small Cap BuyWrite Income ETF
19.75
2.80
16.52%
AFSM
First Trust Active Factor Small Cap ETF
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―
―
SYZ
Lazard US Systematic Small Cap Equity ETF
―
―
―
ALIL
Argent Focused Small Cap ETF
―
―
―
ESSC
Eventide Small Cap ETF
―
―
―
SMLL
Harbor Active Small Cap ETF
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―
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Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
Disclaimer
This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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