NUSC - ETF AI Analysis

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Nuveen ESG Small-Cap ETF (NUSC)

Rating:68Neutral

Price Target:―

NUSC, the Nuveen ESG Small-Cap ETF, has a solid overall rating driven mainly by strong, diversified holdings like East West Bancorp and TechnipFMC, which show healthy financial performance, positive technical trends, and supportive earnings commentary. Additional contributors such as Hecla Mining, Host Hotels & Resorts, and Carpenter Technology add to the fund’s quality through solid results and constructive outlooks, though some positions like Moderna and Ionis Pharmaceuticals face profitability and valuation challenges that modestly weigh on the rating. The main risk factor is exposure to several companies with financial or valuation pressures, which could introduce volatility even as the broader mix of strong performers helps balance the fund.

Positive Factors

Strong Recent Performance

The ETF has shown steady gains over the past month, three months, and year-to-date, indicating positive recent momentum.

Broad Sector Diversification

Holdings are spread across many sectors, including industrials, technology, financials, health care, and consumer-related areas, which helps reduce the impact of weakness in any single industry.

Growing, Well-Established Fund Size

With over a billion dollars in assets, the fund is large enough to offer stability and trading liquidity for everyday investors.

Negative Factors

High U.S. Concentration

Almost all of the ETF’s holdings are in U.S. companies, so it offers little geographic diversification outside the United States.

Moderate Expense Ratio

The fund’s expense ratio is not especially low for an ETF, which means fees take a noticeable bite out of long-term returns compared with cheaper index funds.

Mixed Performance Among Top Holdings

While several top positions have delivered strong gains, a few have been weak or slightly negative year-to-date, which can create uneven contribution to overall returns.

NUSC vs. SPDR S&P 500 ETF (SPY)

AUM1.21B

RegionNorth America

Expense Ratio0.31%

Beta0.98

IssuerNuveen

Inception DateDec 13, 2016

Dividend Yield0.97%

Asset ClassEquity

Index TrackedMSCI Nuveen ESG USA Small Cap

Share Statistics

EPS (TTM)N/A

Shares OutstandingN/A

10 Day Avg. Volume59,297

30 Day Avg. Volume121,751

Financial Highlights & Ratios

PEG RatioN/A

Price to Book (P/B)N/A

Price to Sales (P/S)N/A

P/FCF RatioN/A

Enterprise Value/Market CapN/A

Enterprise Value/RevenueN/A

Enterprise Value/Gross ProfitN/A

Enterprise Value/EbitdaN/A

Forecast

1Y Price Target

55.23

Price Target Upside― Downside

Rating ConsensusModerate Buy

Number of Analyst Covering443

EPS Forecast (FY)N/A

Revenue Forecast (FY)N/A

NUSC Summary

NUSC is the Nuveen ESG Small-Cap ETF, which tracks the MSCI Nuveen ESG USA Small Cap Index. It invests in smaller U.S. companies that meet certain environmental, social, and governance (ESG) standards. The fund holds a wide mix of sectors like industrials, technology, and health care, and includes names such as Moderna and Exact Sciences. Someone might invest in NUSC to seek long-term growth from smaller, fast-growing companies while also supporting more sustainable business practices. A key risk is that small-cap stocks can be more volatile, so the price can move up and down more sharply than the overall market.

How much will it cost me?The Nuveen ESG Small-Cap ETF (NUSC) has an expense ratio of 0.31%, meaning you’ll pay $3.10 per year for every $1,000 invested. This is slightly higher than average for ETFs because it is actively managed to select small-cap companies that meet strict ESG criteria, which requires more research and oversight.

What would affect this ETF?The Nuveen ESG Small-Cap ETF (NUSC) could benefit from increased investor interest in ESG-focused funds and the growth potential of small-cap companies, particularly in sectors like technology and industrials, which are heavily weighted in the fund. However, it may face challenges from economic downturns, rising interest rates, or regulatory changes that could negatively impact small-cap stocks or specific sectors like financials and real estate. Its focus on U.S.-based companies also makes it sensitive to domestic economic conditions and policy shifts.

NUSC Top 10 Holdings

NUSC’s story is driven by a handful of punchy U.S. small caps rather than any single superstar. In health care, Moderna and Exact Sciences have been rising on strong momentum, giving the fund a helpful tailwind, while Ionis looks more mixed as profitability questions keep it from really taking off. Hecla Mining has been a standout climber, adding some shine from the materials side, and TechnipFMC has quietly supported returns from the energy patch. Overall, the ETF leans into industrials, tech, and health care, with performance powered by a diverse, U.S.-only small-cap lineup.

Name	Company Name	Weight %	Market Value	Market Cap	Yearly Gain	Overall Rating
FTI	TechnipFMC	1.41%	$17.28M	$24.82B	102.11%	80 Outperform
MRNA	Moderna	1.08%	$13.21M	$16.50B	28.01%	59 Neutral
CRS	Carpenter Technology	1.05%	$12.85M	$18.92B	101.55%	75 Outperform
EXAS	Exact Sciences	1.05%	$12.85M	$19.70B	109.37%	70 Outperform
EWBC	East West Bancorp	1.00%	$12.26M	$16.21B	19.54%	79 Outperform
HST	Host Hotels & Resorts	1.00%	$12.18M	$13.68B	21.35%	77 Outperform
ATI	ATI	0.99%	$12.10M	$19.55B	135.80%	78 Outperform
IONS	Ionis Pharmaceuticals	0.97%	$11.92M	$13.06B	159.66%	61 Neutral
AGNC	AGNC Investment	0.97%	$11.81M	$12.19B	8.92%	66 Neutral
NXT	Nextpower Inc	0.90%	$10.98M	$17.29B	146.17%	78 Outperform

NUSC Technical Analysis

Technical Analysis Sentiment

Positive

Last Price―

Price Trends

50DMA

46.45

Positive

100DMA

45.07

Positive

200DMA

42.94

Positive

Market Momentum

MACD

0.45

Positive

RSI

56.62

Neutral

STOCH

58.74

Neutral

Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For NUSC, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 47.64, equal to the 50-day MA of 46.45, and equal to the 200-day MA of 42.94, indicating a bullish trend. The MACD of 0.45 indicates Positive momentum. The RSI at 56.62 is Neutral, neither overbought nor oversold. The STOCH value of 58.74 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for NUSC.

NUSC Peer Comparison

Comparison Results

Name	Price	Price Target	AUM	Expense Ratio	Overall Rating
NUSC	―	―	$1.21B	0.31%	―
FNDA	―	―	$9.76B	0.25%	―
FESM	―	―	$3.98B	0.28%	―
CALF	―	―	$3.52B	0.59%	―
VIOO	―	―	$3.45B	0.07%	―
SMLF	―	―	$3.30B	0.15%	―

Performance Comparison

NUSC

Nuveen ESG Small-Cap ETF

47.98

4.94

11.48%

FNDA

Schwab Fundamental US Small Co. Index ETF

―

FESM

Fidelity Enhanced Small Cap ETF

―

CALF

Pacer US Small Cap Cash Cows 100 ETF

―

VIOO

Vanguard S&P Small-Cap 600 ETF

―

SMLF

iShares MSCI USA Small-Cap Multifactor ETF

―

Glossary

BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

Disclaimer

This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―

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