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FYC - ETF AI Analysis
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First Trust Small Cap Growth AlphaDEX Fund (FYC)
Rating:65Neutral
Price Target:―
Positive Factors
Strong Top Holdings Performance
Many of the largest positions have shown strong gains so far this year, helping support the fund’s recent results.
Broad Sector Diversification
The ETF spreads its investments across many sectors, including health care, industrials, technology, and financials, which helps reduce dependence on any single industry.
Meaningful Fund Size
With a sizable asset base, the fund is established enough to offer reasonable trading liquidity for most everyday investors.
Negative Factors
High Expense Ratio
The fund charges a relatively high fee for an ETF, which can eat into long-term returns compared with lower-cost options.
Concentrated U.S. Exposure
Almost all of the ETF’s holdings are in U.S. companies, offering little geographic diversification if the U.S. market struggles.
Small-Cap Growth Volatility
Because the fund focuses on small, fast-growing companies, its share price can be more sensitive to market swings and economic uncertainty.
FYC vs. SPDR S&P 500 ETF (SPY)
AUM901.42M
RegionNorth America
Expense Ratio0.70%
Beta1.12
IssuerFirst Trust
Inception DateApr 19, 2011
Dividend Yield0.22%
Asset ClassEquity
Index TrackedNASDAQ AlphaDEX Small Cap Growth Index
Share Statistics
EPS (TTM)N/A
Shares OutstandingN/A
10 Day Avg. Volume101,653
30 Day Avg. Volume74,973
Financial Highlights & Ratios
PEG RatioN/A
Price to Book (P/B)N/A
Price to Sales (P/S)N/A
P/FCF RatioN/A
Enterprise Value/Market CapN/A
Enterprise Value/RevenueN/A
Enterprise Value/Gross ProfitN/A
Enterprise Value/EbitdaN/A
Forecast
1Y Price Target
125.24Price Target Upside― Downside
Rating ConsensusModerate Buy
Number of Analyst Covering261
EPS Forecast (FY)N/A
Revenue Forecast (FY)N/A
FYC Summary
FYC is an exchange-traded fund that follows the NASDAQ AlphaDEX Small Cap Growth Index, focusing on smaller U.S. companies that are trying to grow quickly. It spreads your money across many sectors like health care, industrials, and technology, with holdings such as Eos Energy Enterprises and Vicor. Someone might invest in FYC to seek higher long-term growth and to diversify beyond large, well-known companies. However, small-cap growth stocks can be very volatile, so the fund’s value can rise and fall sharply with changes in the market and the economy.
How much will it cost me?The expense ratio for the First Trust Small Cap Growth AlphaDEX Fund (FYC) is 0.7%, which means you’ll pay $7 per year for every $1,000 invested. This is higher than average because the fund uses an actively managed strategy to select stocks based on growth factors, rather than passively tracking an index.
What would affect this ETF?The First Trust Small Cap Growth AlphaDEX Fund (FYC) could benefit from strong economic growth in the U.S., which often supports small-cap companies, as well as advancements in sectors like health care, technology, and industrials where the ETF has significant exposure. However, rising interest rates or economic slowdowns could negatively impact small-cap growth stocks, as these companies often rely on borrowing to fund expansion and are more sensitive to market volatility. Regulatory changes in key sectors like health care or technology could also pose risks to the fund’s performance.
FYC Top 10 Holdings
FYC is leaning hard into U.S. small-cap growth, with a clear tilt toward health care, industrials, and tech names that have mostly been on the upswing. High-flyers like Vicor and Planet Labs have been powering the fund lately, riding strong momentum and upbeat outlooks. Smaller positions such as Astronics and Ardelyx are also adding fuel, though their heavier debt and profitability issues mean the ride can be bumpy. Overall, the ETF is broadly spread across many tiny positions, but its story is driven by a cluster of rising, niche innovators in the U.S. market.
Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
| ACM Research | 1.01% | $9.20M | $4.21B | 169.27% | 72 Outperform | |
| Brookdale Senior Living | 0.94% | $8.57M | $3.92B | 211.51% | 61 Neutral | |
| Powell Industries | 0.90% | $8.22M | $7.10B | 180.51% | 76 Outperform | |
| Fastly | 0.88% | $8.03M | $2.73B | 116.16% | 63 Neutral | |
| Vicor | 0.87% | $7.97M | $6.96B | 207.31% | 73 Outperform | |
| Astronics | 0.87% | $7.94M | $2.74B | 307.30% | 68 Neutral | |
| DigitalOcean Holdings | 0.87% | $7.93M | $6.24B | 45.98% | 73 Outperform | |
| Dana Incorporated | 0.86% | $7.87M | $3.90B | 94.73% | 58 Neutral | |
| nLIGHT | 0.86% | $7.80M | $2.86B | 405.61% | 61 Neutral | |
| Bel Fuse Inc | 0.84% | $7.68M | $2.91B | 183.57% | 73 Outperform |
FYC Technical Analysis
Positive
―
Price Trends
99.58
Positive
96.16
Positive
88.08
Positive
Market Momentum
0.26
Positive
52.18
Neutral
63.02
Neutral
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For FYC, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 100.98, equal to the 50-day MA of 99.58, and equal to the 200-day MA of 88.08, indicating a neutral trend. The MACD of 0.26 indicates Positive momentum. The RSI at 52.18 is Neutral, neither overbought nor oversold. The STOCH value of 63.02 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for FYC.
FYC Peer Comparison
Comparison Results
Performance Comparison
FYC
First Trust Small Cap Growth AlphaDEX Fund
100.90
22.24
28.27%
OUSM
OShares U.S. Small-Cap Quality Dividend ETF
―
―
―
ISCG
iShares Morningstar Small-Cap Growth ETF
―
―
―
VIOG
Vanguard S&P Small-Cap 600 Growth ETF
―
―
―
JSML
Janus Henderson Small Cap Growth Alpha ETF
―
―
―
RZG
Invesco S&P Smallcap 600 Pure Growth ETF
―
―
―
Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
Disclaimer
This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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