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AAUA - ETF AI Analysis

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AAUA

Alpha Architect US Equity 3 ETF (AAUA)

Rating:68Neutral
Price Target:
AAUA’s rating reflects a portfolio led by high-quality tech giants like Alphabet (GOOG/GOOGL), Microsoft, Apple, and Nvidia, whose strong financial performance, profitability, and strategic focus on AI and cloud services support the fund’s overall quality. However, many of these leaders trade at premium valuations and show some mixed or bearish technical signals, so the main risk is the fund’s heavy tilt toward expensive, tech-focused growth stocks that could be more volatile if market sentiment shifts.
Positive Factors
Strong Recent Performance
The ETF has shown solid gains so far this year and over the past month, indicating positive recent momentum.
Leading Technology and Growth Holdings
Top positions in well-known technology and growth companies like Nvidia, Amazon, Broadcom, and Alphabet have been performing strongly and helping drive returns.
Low Expense Ratio
The fund charges a relatively low fee, which helps investors keep more of their returns over time.
Negative Factors
Heavy Tilt Toward Technology
A large share of the portfolio is in the technology sector, which can increase risk if that part of the market experiences a downturn.
High U.S. Concentration
The ETF is almost entirely invested in U.S. stocks, offering very limited geographic diversification.
Mixed Performance Among Top Holdings
While some major positions have done well, others like Apple and Microsoft have been weaker recently, which could create uneven performance.

AAUA vs. SPDR S&P 500 ETF (SPY)

AAUA Summary

Alpha Architect US Equity 3 ETF (AAUA) is an actively managed fund that invests in a wide range of U.S. stocks across the total market, with a mix of growth and value companies. It doesn’t track a single index, but focuses heavily on technology and other major sectors, holding well-known names like Nvidia and Apple. The managers also pay attention to dividend timing, aiming to boost income in a tax‑aware way. Investors might consider AAUA for broad U.S. stock diversification with an active approach, but should know it can rise or fall with the overall stock market and is meaningfully exposed to tech stocks.
How much will it cost me?This ETF has an expense ratio of 0.09%, which means you’ll pay about $0.90 per year for every $1,000 you invest. That’s lower than the average stock ETF because, even though it’s actively managed, its fees are kept relatively low compared with many other actively managed funds.
What would affect this ETF?AAUA is heavily invested in large U.S. technology and communication companies like Nvidia, Apple, Microsoft, Amazon, Alphabet, and Meta, so it could benefit if innovation, digital spending, and overall U.S. economic growth stay strong, and if stock markets favor growth-oriented sectors. On the other hand, it could be hurt by rising interest rates that pressure growth stocks, tighter regulations on big tech, or a broad U.S. market downturn, and its dividend‑timing strategy may not always add value if company payout policies or tax rules change.

AAUA Top 10 Holdings

This ETF leans heavily on U.S. Big Tech, with Nvidia, Apple, Microsoft, Amazon, Broadcom, Alphabet, and Meta doing most of the heavy lifting. Nvidia and Broadcom are the clear engines right now, riding the AI and chip boom, while Amazon and Alphabet add steady fuel through cloud and digital advertising strength. Apple has been firm but is starting to look like it’s catching its breath, and Microsoft’s more mixed stretch has kept it from fully pulling its weight. Overall, it’s a U.S.-centric, tech-driven story with a few mega-cap names steering the ship.
Name
Company Name
Weight %
Market Value
Market Cap
Yearly Gain
Overall Rating
Nvidia8.17%$29.73M$5.21T64.01%
76
Outperform
Apple6.77%$24.65M$4.54T58.15%
79
Outperform
Microsoft4.43%$16.13M$3.11T-7.02%
79
Outperform
Amazon3.37%$12.25M$2.86T32.50%
71
Outperform
Broadcom3.12%$11.33M$1.96T81.07%
76
Outperform
Alphabet Class C2.81%$10.23M$4.62T123.70%
82
Outperform
Alphabet Class A2.80%$10.19M$4.62T127.32%
85
Outperform
2.70%$9.81M
2.51%$9.14M
Meta Platforms1.98%$7.21M$1.55T-2.68%
76
Outperform

AAUA Technical Analysis

Technical Analysis Sentiment
Positive
Last Price
Price Trends
50DMA
100DMA
200DMA
Market Momentum
MACD
1.16
Positive
RSI
68.98
Neutral
STOCH
70.06
Neutral
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For AAUA, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 55.36, equal to the 50-day MA of ―, and equal to the 200-day MA of ―, indicating a neutral trend. The MACD of 1.16 indicates Positive momentum. The RSI at 68.98 is Neutral, neither overbought nor oversold. The STOCH value of 70.06 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for AAUA.

AAUA Peer Comparison

Comparison Results
Name
Price
Price Target
AUM
Expense Ratio
Overall Rating
$365.74M0.09%
68
Neutral
$916.41M0.59%
69
Neutral
$852.89M1.30%
67
Neutral
$777.56M0.45%
74
Outperform
$758.90M0.22%
63
Neutral
$695.64M0.50%
70
Neutral
Performance Comparison
Ticker
Company Name
Price
Change
% Change
AAUA
Alpha Architect US Equity 3 ETF
56.47
7.45
15.20%
SYLD
Cambria Shareholder Yield ETF
ULTY
YieldMax Ultra Option Income Strategy ETF
BGDV
Bahl & Gaynor Dividend ETF
AVTM
Avantis Total Equity Markets ETF
XCHG
AB US Equity ETF
Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
DisclaimerThis AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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