DFAS - ETF AI Analysis

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Dimensional U.S. Small Cap ETF (DFAS)

Rating:68Neutral

Price Target:―

DFAS, the Dimensional U.S. Small Cap ETF, has a solid overall rating, helped by strong holdings like Mueller Industries, Alcoa, and MKS Instruments, which benefit from robust financial performance and positive technical momentum. Financially healthier names such as Pinnacle Financial Partners and Hecla Mining also support the fund’s quality, though weaker holdings like Roivant Sciences and Albemarle, which face profitability and cash flow challenges, likely weigh on the rating. The main risk factor is the fund’s exposure to several small-cap companies with valuation and cash flow pressures, which can increase volatility.

Positive Factors

Strong Recent Performance

The ETF has shown solid gains over the past month, three months, and year-to-date, indicating positive recent momentum.

Broad Sector Diversification

Holdings are spread across many sectors, with meaningful exposure to financials, industrials, consumer cyclical, technology, and health care, which helps reduce reliance on any single industry.

Strong-Performing Top Holdings

Several of the largest positions, such as Kratos Defense, Hecla Mining, and MACOM Technology Solutions, have delivered strong year-to-date gains that support the fund’s overall returns.

Negative Factors

Heavy U.S. Concentration

The fund is overwhelmingly invested in U.S. companies, offering very limited geographic diversification outside the United States.

Small-Cap Volatility Risk

Because the ETF focuses on small-cap stocks, it may experience larger price swings and higher risk compared with funds that hold bigger, more established companies.

Moderate Expense Ratio

The fund’s expense ratio is not especially low for an ETF, which means fees take a noticeable, though not extreme, bite out of returns over time.

DFAS vs. SPDR S&P 500 ETF (SPY)

AUM13.07B

RegionNorth America

Expense Ratio0.27%

Beta0.98

IssuerDimensional

Inception DateJun 14, 2021

Dividend Yield0.93%

Asset ClassEquity

Index TrackedNo Underlying Index

Share Statistics

EPS (TTM)N/A

Shares OutstandingN/A

10 Day Avg. Volume477,176

30 Day Avg. Volume557,376

Financial Highlights & Ratios

PEG RatioN/A

Price to Book (P/B)N/A

Price to Sales (P/S)N/A

P/FCF RatioN/A

Enterprise Value/Market CapN/A

Enterprise Value/RevenueN/A

Enterprise Value/Gross ProfitN/A

Enterprise Value/EbitdaN/A

Forecast

1Y Price Target

85.76

Price Target Upside― Downside

Rating ConsensusModerate Buy

Number of Analyst Covering2063

EPS Forecast (FY)N/A

Revenue Forecast (FY)N/A

DFAS Summary

DFAS, the Dimensional U.S. Small Cap ETF, focuses on smaller U.S. companies across many industries rather than tracking a single index. It holds hundreds of stocks, including names like Albemarle and Alcoa, giving investors broad exposure to America’s smaller, fast-growing businesses. Someone might invest in DFAS to seek long-term growth and to diversify beyond large, well-known companies, since small caps can sometimes grow faster over time. A key risk is that small-company stocks can be more volatile than large ones, so the ETF’s price can rise and fall sharply with changes in the market and economy.

How much will it cost me?The Dimensional U.S. Small Cap ETF (DFAS) has an expense ratio of 0.27%, meaning you’ll pay $2.70 per year for every $1,000 invested. This cost is slightly higher than average for ETFs because it is actively managed, focusing on selecting small-cap stocks with high profitability and attractive valuations. Active management typically involves more research and decision-making compared to passively managed funds, which track an index.

What would affect this ETF?The Dimensional U.S. Small Cap ETF (DFAS) could benefit from economic growth and innovation in the U.S., particularly in sectors like technology and industrials, which are key components of the fund. However, it may face challenges from rising interest rates or economic slowdowns, which can negatively impact small-cap companies that often rely on borrowing or are more sensitive to market conditions. Regulatory changes or sector-specific disruptions in areas like healthcare or energy could also influence the ETF's performance.

DFAS Top 10 Holdings

DFAS is riding a wave of U.S. small-cap strength, with industrial and materials names like Huntington Ingalls, Alcoa, and Mueller Industries helping to pull the fund higher as their momentum stays solid. Defense-focused Kratos and chip supplier MKS Instruments add extra punch, both showing rising trends that give the portfolio some growth flair. On the softer side, Pinnacle Financial is more of a steady but unspectacular passenger, while Roivant Sciences and Albemarle bring a mix of promise and growing pains. Overall, it’s a diversified, U.S.-only small-cap story without a single stock dominating the show.

Name	Company Name	Weight %	Market Value	Market Cap	Yearly Gain	Overall Rating
HL	Hecla Mining Company	0.38%	$49.55M	$18.22B	355.36%	74 Outperform
KTOS	Kratos Defense	0.37%	$48.15M	$19.02B	221.43%	60 Neutral
ALB	Albemarle	0.32%	$41.21M	$21.70B	110.97%	58 Neutral
MLI	Mueller Industries	0.31%	$40.33M	$14.93B	71.49%	78 Outperform
HII	Huntington Ingalls	0.30%	$38.93M	$16.69B	118.84%	69 Neutral
MTSI	MACOM Technology Solutions Holdings	0.30%	$38.92M	$16.97B	74.02%	64 Neutral
PNFP	Pinnacle Financial Partners	0.29%	$38.11M	$14.18B	-24.58%	73 Outperform
NXT	Nextpower Inc	0.29%	$37.85M	$17.80B	136.95%	78 Outperform
MKSI	MKS	0.29%	$37.63M	$15.86B	115.86%	75 Outperform
ROIV	Roivant Sciences	0.28%	$36.90M	$15.24B	93.67%	58 Neutral

DFAS Technical Analysis

Technical Analysis Sentiment

Positive

Last Price―

Price Trends

50DMA

71.10

Positive

100DMA

69.61

Positive

200DMA

66.18

Positive

Market Momentum

MACD

0.95

Positive

RSI

57.70

Neutral

STOCH

27.80

Neutral

Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For DFAS, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 73.40, equal to the 50-day MA of 71.10, and equal to the 200-day MA of 66.18, indicating a bullish trend. The MACD of 0.95 indicates Positive momentum. The RSI at 57.70 is Neutral, neither overbought nor oversold. The STOCH value of 27.80 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for DFAS.

DFAS Peer Comparison

Comparison Results

Name	Price	Price Target	AUM	Expense Ratio	Overall Rating
DFAS	―	―	$13.07B	0.27%	―
JEPI	―	―	$43.04B	0.35%	―
DFAC	―	―	$41.78B	0.17%	―
JEPQ	―	―	$34.24B	0.35%	―
DYNF	―	―	$32.12B	0.26%	―
AVUV	―	―	$22.03B	0.25%	―

Performance Comparison

DFAS

Dimensional U.S. Small Cap ETF

73.42

6.87

10.32%

JEPI

JPMorgan Equity Premium Income ETF

―

DFAC

Dimensional U.S. Core Equity 2 ETF

―

JEPQ

J.P. Morgan Nasdaq Equity Premium Income ETF

―

DYNF

BlackRock U.S. Equity Factor Rotation ETF

―

AVUV

Avantis U.S. Small Cap Value ETF

―

Glossary

BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

Disclaimer

This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―

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