DFAS - ETF AI Analysis

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Dimensional U.S. Small Cap ETF (DFAS)

Rating:68Neutral

Price Target:―

DFAS, the Dimensional U.S. Small Cap ETF, has an overall rating that suggests it holds a generally solid but not outstanding mix of small-cap stocks. Strong contributors like Mueller Industries and Wesco International support the fund’s quality through robust financial performance and positive momentum, while companies such as Hasbro and Roivant Sciences, which face weaker financial results and valuation concerns, likely weigh on the rating. The main risk factor is the fund’s focus on smaller U.S. companies, which can be more volatile and sensitive to business and market setbacks than larger, more established firms.

Positive Factors

Strong Recent Performance

The ETF has shown solid gains over the past month, three months, and year-to-date, indicating positive recent momentum.

Broad Sector Diversification

Holdings are spread across many sectors, with meaningful exposure to financials, industrials, consumer cyclical, technology, and health care, which helps reduce reliance on any single industry.

Strong-Performing Top Holdings

Several of the largest positions, such as Kratos Defense, Hecla Mining, and MACOM Technology Solutions, have delivered strong year-to-date gains that support the fund’s overall returns.

Negative Factors

Heavy U.S. Concentration

The fund is overwhelmingly invested in U.S. companies, offering very limited geographic diversification outside the United States.

Small-Cap Volatility Risk

Because the ETF focuses on small-cap stocks, it may experience larger price swings and higher risk compared with funds that hold bigger, more established companies.

Moderate Expense Ratio

The fund’s expense ratio is not especially low for an ETF, which means fees take a noticeable, though not extreme, bite out of returns over time.

DFAS vs. SPDR S&P 500 ETF (SPY)

AUM13.32B

RegionNorth America

Expense Ratio0.27%

Beta1.00

IssuerDimensional

Inception DateJun 14, 2021

Dividend Yield0.96%

Asset ClassEquity

Index TrackedNo Underlying Index

Share Statistics

EPS (TTM)N/A

Shares OutstandingN/A

10 Day Avg. Volume604,830

30 Day Avg. Volume544,530

Financial Highlights & Ratios

PEG RatioN/A

Price to Book (P/B)N/A

Price to Sales (P/S)N/A

P/FCF RatioN/A

Enterprise Value/Market CapN/A

Enterprise Value/RevenueN/A

Enterprise Value/Gross ProfitN/A

Enterprise Value/EbitdaN/A

Forecast

1Y Price Target

87.96

Price Target Upside― Downside

Rating ConsensusModerate Buy

Number of Analyst Covering2063

EPS Forecast (FY)N/A

Revenue Forecast (FY)N/A

DFAS Summary

DFAS, the Dimensional U.S. Small Cap ETF, focuses on smaller U.S. companies across many industries rather than tracking a single index. It holds hundreds of stocks, including names like Albemarle and Alcoa, giving investors broad exposure to America’s smaller, fast-growing businesses. Someone might invest in DFAS to seek long-term growth and to diversify beyond large, well-known companies, since small caps can sometimes grow faster over time. A key risk is that small-company stocks can be more volatile than large ones, so the ETF’s price can rise and fall sharply with changes in the market and economy.

How much will it cost me?The Dimensional U.S. Small Cap ETF (DFAS) has an expense ratio of 0.27%, meaning you’ll pay $2.70 per year for every $1,000 invested. This cost is slightly higher than average for ETFs because it is actively managed, focusing on selecting small-cap stocks with high profitability and attractive valuations. Active management typically involves more research and decision-making compared to passively managed funds, which track an index.

What would affect this ETF?The Dimensional U.S. Small Cap ETF (DFAS) could benefit from economic growth and innovation in the U.S., particularly in sectors like technology and industrials, which are key components of the fund. However, it may face challenges from rising interest rates or economic slowdowns, which can negatively impact small-cap companies that often rely on borrowing or are more sensitive to market conditions. Regulatory changes or sector-specific disruptions in areas like healthcare or energy could also influence the ETF's performance.

DFAS Top 10 Holdings

DFAS is leaning into U.S. small caps with an industrial and defense flavor, where names like Sterling Infrastructure and Huntington Ingalls are helping pull the fund forward with steady, rising momentum. Advanced Energy has been a standout, riding strong tech and data-center demand, while BorgWarner adds a cyclical boost as auto-related sentiment improves. On the softer side, Kratos Defense and Mueller Industries have seen more mixed, recently lagging action, occasionally tapping the brakes. Overall, the fund is broadly diversified across sectors but firmly rooted in U.S. small-cap growth stories.

Name	Company Name	Weight %	Market Value	Market Cap	Yearly Gain	Overall Rating
ROIV	Roivant Sciences	0.38%	$49.55M	$20.60B	170.49%	58 Neutral
HL	Hecla Mining Company	0.29%	$37.90M	$13.67B	275.51%	74 Outperform
KTOS	Kratos Defense	0.28%	$36.56M	$16.25B	218.80%	60 Neutral
HII	Huntington Ingalls	0.28%	$36.31M	$16.84B	118.97%	69 Neutral
MLI	Mueller Industries	0.27%	$34.92M	$12.72B	39.68%	78 Outperform
STRL	Sterling Infrastructure	0.27%	$34.87M	$12.11B	234.84%	71 Outperform
ENSG	The Ensign Group	0.26%	$33.75M	$12.04B	59.00%	78 Outperform
WCC	Wesco International	0.26%	$33.57M	$12.85B	59.82%	75 Outperform
NYT	New York Times	0.25%	$33.27M	$12.97B	63.43%	79 Outperform
AEIS	Advanced Energy	0.25%	$33.21M	$10.98B	165.14%	67 Neutral

DFAS Technical Analysis

Technical Analysis Sentiment

Neutral

Last Price―

Price Trends

50DMA

73.97

Negative

100DMA

71.30

Positive

200DMA

68.27

Positive

Market Momentum

MACD

-0.13

Positive

RSI

35.53

Neutral

STOCH

28.72

Neutral

Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For DFAS, the sentiment is Neutral. The current price of undefined is equal to the 20-day moving average (MA) of 75.26, equal to the 50-day MA of 73.97, and equal to the 200-day MA of 68.27, indicating a neutral trend. The MACD of -0.13 indicates Positive momentum. The RSI at 35.53 is Neutral, neither overbought nor oversold. The STOCH value of 28.72 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Neutral sentiment for DFAS.

DFAS Peer Comparison

Comparison Results

Name	Price	Price Target	AUM	Expense Ratio	Overall Rating
DFAS	―	―	$13.32B	0.27%	68 Neutral
JEPI	―	―	$44.33B	0.35%	72 Outperform
DFAC	―	―	$42.13B	0.17%	72 Outperform
JEPQ	―	―	$34.64B	0.35%	73 Outperform
DYNF	―	―	$33.40B	0.26%	75 Outperform
AVUV	―	―	$23.69B	0.25%	69 Neutral

Performance Comparison

DFAS

Dimensional U.S. Small Cap ETF

71.90

12.51

21.06%

JEPI

JPMorgan Equity Premium Income ETF

―

DFAC

Dimensional U.S. Core Equity 2 ETF

―

JEPQ

J.P. Morgan Nasdaq Equity Premium Income ETF

―

DYNF

BlackRock U.S. Equity Factor Rotation ETF

―

AVUV

Avantis U.S. Small Cap Value ETF

―

Glossary

BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.

Disclaimer

This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―

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