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SDVY - ETF AI Analysis

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SDVY

First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

Rating:74Outperform
Price Target:
SDVY, the First Trust SMID Cap Rising Dividend Achievers ETF, reflects a generally solid, quality-focused portfolio built around companies with strong financial performance and growing dividends. Standout holdings like Comfort Systems USA (FIX), EnerSys (ENS), and Woodward (WWD) support the fund’s rating through robust revenue growth, positive earnings calls, and strategic actions such as acquisitions and share repurchases. Some positions, such as Inter Parfums (IPAR) with its bearish technical momentum and margin pressures, and names facing legal or operational challenges, slightly weigh on the overall rating, while the main risk is that several holdings appear relatively expensive or overbought, which could increase volatility if market conditions worsen.
Positive Factors
Strong Recent Performance
The fund has delivered solid gains so far this year and in recent months, suggesting its strategy has been working well in the current market.
Strong-Performing Top Holdings
Many of the largest positions, such as Comfort Systems, National Healthcare, and Clear Secure, have shown strong year-to-date performance, helping drive the ETF’s returns.
Diversified SMID-Cap Sector Mix
Holdings spread across financials, industrials, consumer sectors, and technology help reduce the impact if any one industry runs into trouble.
Negative Factors
High Expense Ratio
The fund’s expense ratio is on the higher side for an ETF, which means more of the returns are used to cover fees instead of staying in investors’ pockets.
Heavy Financials and Industrials Exposure
A large share of the portfolio is concentrated in financial and industrial companies, which can make the fund more sensitive if those sectors weaken.
Limited Geographic Diversification
With almost all assets invested in U.S. companies, the ETF offers little exposure to international markets and may miss opportunities abroad.

SDVY vs. SPDR S&P 500 ETF (SPY)

SDVY Summary

The First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) tracks the Nasdaq US Small Mid Cap Rising Dividend Achievers Index, focusing on smaller and mid-sized U.S. companies that have been steadily increasing their dividend payments. It holds a mix of financial, industrial, and consumer-focused businesses, including names like Interactive Brokers and Comfort Systems. Investors might consider SDVY for diversification and the potential combination of growth and rising income from dividends. However, because it invests in smaller companies, its price can be more volatile and can go up and down significantly with the market.
How much will it cost me?The First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) has an expense ratio of 0.59%, which means you’ll pay $5.90 per year for every $1,000 invested. This is higher than average for ETFs because it is actively managed, focusing on selecting small to mid-sized companies with a history of increasing dividends.
What would affect this ETF?The SDVY ETF, with its focus on small to mid-sized U.S. companies that consistently increase dividends, could benefit from economic growth and innovation in sectors like financials and industrials, which make up a significant portion of its holdings. However, it may face challenges if interest rates rise, as higher borrowing costs could pressure smaller companies, or if economic conditions weaken, impacting consumer cyclical and industrial sectors. Regulatory changes or sector-specific disruptions could also influence the performance of its top holdings.

SDVY Top 10 Holdings

SDVY leans heavily into U.S. financials and industrials, and a handful of rising dividend names are doing the heavy lifting. Comfort Systems and National Healthcare have been standout winners, giving the fund a solid boost, while Inter Parfums and First Bancorp Puerto Rico add steady, rising support from consumer and banking corners. Interactive Brokers has been more mixed, helping over the longer run but not sprinting lately, and EnerSys has recently lost some steam. Overall, it’s a domestically focused, SMID-cap dividend story with a tilt toward economically sensitive sectors.
Name
Company Name
Weight %
Market Value
Market Cap
Yearly Gain
Overall Rating
National Healthcare1.21%$142.46M$3.53B135.05%
74
Outperform
Pricesmart1.16%$135.62M$5.98B77.79%
77
Outperform
Comfort Systems1.08%$126.84M$60.88B153.30%
80
Outperform
First Bancorp Puerto Rico1.06%$124.26M$4.42B41.83%
76
Outperform
Inter Parfums1.03%$120.47M$3.99B4.14%
69
Neutral
Clear Secure1.02%$120.01M$7.38B83.89%
77
Outperform
Hanover Insurance1.02%$119.14M$8.10B35.56%
77
Outperform
Applied Industrial Technologies1.01%$118.28M$12.76B31.72%
74
Outperform
EnerSys1.01%$118.09M$6.78B107.11%
79
Outperform
Interactive Brokers0.99%$115.83M$39.20B35.21%
75
Outperform

SDVY Technical Analysis

Technical Analysis Sentiment
Positive
Last Price
Price Trends
50DMA
42.67
Positive
100DMA
41.76
Positive
200DMA
40.50
Positive
Market Momentum
MACD
0.50
Negative
RSI
65.38
Neutral
STOCH
91.11
Negative
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For SDVY, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 43.50, equal to the 50-day MA of 42.67, and equal to the 200-day MA of 40.50, indicating a bullish trend. The MACD of 0.50 indicates Negative momentum. The RSI at 65.38 is Neutral, neither overbought nor oversold. The STOCH value of 91.11 is Negative, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for SDVY.

SDVY Peer Comparison

Comparison Results
Name
Price
Price Target
AUM
Expense Ratio
Overall Rating
$11.88B0.59%
74
Outperform
$986.86B0.03%
74
Outperform
$870.59B0.03%
74
Outperform
$789.73B0.09%
74
Outperform
$30.55B0.05%
64
Neutral
$14.49B0.28%
69
Neutral
Performance Comparison
Ticker
Company Name
Price
Change
% Change
SDVY
First Trust SMID Cap Rising Dividend Achievers ETF
44.66
8.91
24.92%
VOO
Vanguard S&P 500 ETF
IVV
iShares Core S&P 500 ETF
SPY
SPDR S&P 500 ETF Trust
VXF
Vanguard Extended Market ETF
DFAT
Dimensional U.S. Targeted Value ETF
Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
DisclaimerThis AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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