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Independent broker-dealers Investment Portfolio

Independent broker-dealers are registered broker-dealer firms that operate independently of the large wirehouse firms, providing custody, compliance, operations, and distribution services to affiliated registered representatives and advisory practices. They often facilitate access to private placements and alternative investments for their advisors and clients, and some operate proprietary platforms or affiliated capital vehicles that invest directly in private companies.

Companies Invested In

Company Name
Sector
Investment Round Value
Funding Round
Announcement Date
Real Estate, Construction & PropTech
$15.95M
Investment
Mar 23, 2026