Complii FinTech Raises $1.5m via Convertible Notes, Clears Path for Retail On-Sale

Complii Fintech Solutions Ltd ( (AU:CF1) ) has shared an update.

Complii FinTech Solutions Ltd has entered into a convertible note funding arrangement, issuing up to 80 million convertible notes at $0.025 each to sophisticated and professional investors as well as directors, to raise as much as $2 million in two tranches. The first tranche of 60 million unsecured notes, with a principal amount of $1.5 million, was issued on 20 March 2026 under the company’s placement capacity, bears 12% annual interest and can be converted into ordinary shares at $0.025 per share or redeemed by maturity in March 2028.

Through the cleansing notice, Complii enables shares issued on conversion of the Tranche 1 notes to be freely on-sold to retail investors without further disclosure, enhancing liquidity and flexibility for noteholders. The structure, including potential early redemption and defined events of default, provides the company with near- to medium-term growth capital while giving investors equity upside through a fixed-price conversion into up to 60 million new shares from the first tranche alone.

The most recent analyst rating on (AU:CF1) stock is a Hold with a A$0.02 price target. To see the full list of analyst forecasts on Complii Fintech Solutions Ltd stock, see the AU:CF1 Stock Forecast page.

More about Complii Fintech Solutions Ltd

Complii FinTech Solutions Ltd is an Australian financial technology company that provides compliance and workflow solutions to capital markets participants. Its platform is used by brokers, advisers and other financial intermediaries to manage regulatory obligations and capital raising processes within the Australian securities market.

Average Trading Volume: 291,456

Technical Sentiment Signal: Sell

Current Market Cap: A$12.04M

For a thorough assessment of CF1 stock, go to TipRanks’ Stock Analysis page.