B. Riley Financial (RILY) announced it received an expected delinquency notification letter from Nasdaq on April 3, which indicated that the company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the delayed filing of the company’s Full Year Report on Form 10-K for the year ended December 31, 2024. Nasdaq has informed the company that it must submit a plan within 60 calendar days to address how it intends to regain compliance with Nasdaq’s listing rules. If accepted, Nasdaq can grant an exception of up to 180 calendar days from the filing’s due date, or until September 29 to regain compliance.
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