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B Riley Financial Receives Nasdaq Non-Compliance Notice

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B Riley Financial Receives Nasdaq Non-Compliance Notice

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B Riley Financial ( (RILY) ) has provided an update.

On August 20, 2025, B. Riley Financial received a notice from Nasdaq due to a delay in filing its quarterly report for the period ended June 30, 2025, which resulted in non-compliance with Nasdaq Listing Rule 5250(c)(1). Nasdaq has granted the company an exception until September 29, 2025, to file its delinquent reports, and B. Riley Financial expects to file its 2024 Form 10-K shortly, followed by the delinquent Form 10-Qs. This notification does not immediately affect the listing of the company’s securities on Nasdaq, but the company must update its compliance plan by September 4, 2025.

Spark’s Take on RILY Stock

According to Spark, TipRanks’ AI Analyst, RILY is a Neutral.

B Riley Financial’s overall score reflects a struggling financial performance with ongoing losses and high leverage. Despite positive steps in corporate restructuring and partnerships aimed at reducing debt and enhancing growth, the technical indicators suggest bearish sentiment, and valuation metrics highlight profitability challenges. Addressing Nasdaq compliance and ensuring operational stability are critical for future improvement.

To see Spark’s full report on RILY stock, click here.

More about B Riley Financial

B. Riley Financial (BRF) is a diversified financial services company offering tailored solutions to meet the strategic, operational, and capital needs of its clients and partners. The company provides end-to-end financial services across investment banking, institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, appraisal and valuation, auction, and liquidation services.

Average Trading Volume: 1,233,445

Technical Sentiment Signal: Sell

Current Market Cap: $190.5M

Learn more about RILY stock on TipRanks’ Stock Analysis page.

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